Financial Jobs in London

Regulatory Compliance

Compliance-first architecture for regulated financial markets

Financial Jobs in London operates under strict regulatory frameworks governing financial services recruitment, data protection, and blockchain operations. Our compliance infrastructure ensures adherence to FCA, PRA, ICO, and GDPR requirements across all platform operations.

Regulatory Coverage

FCA Conduct of Business
Compliant
PRA Prudential Standards
Monitored
GDPR Data Protection
Compliant
ICO Registration
Active
AML/KYC Requirements
Implemented

Compliance Framework

Regulatory Monitoring

Continuous monitoring of regulatory updates from FCA, PRA, and European supervisory authorities. Automated alerts for rule changes affecting recruitment services, data handling, and blockchain operations.

  • Daily regulatory news feed integration
  • Quarterly compliance review meetings
  • Automated rule change impact assessment

Data Governance

Structured data governance framework ensuring candidate and employer data is handled in accordance with GDPR, UK Data Protection Act, and financial services data retention requirements.

  • Data minimization and purpose limitation principles
  • Automated data retention policies
  • Right to erasure implementation
  • On-chain data privacy controls

AML/KYC Verification

Automated identity verification and anti-money laundering checks for both job seekers and employers using regulated third-party providers and on-chain identity attestations.

  • Onfido, Jumio integration for document verification
  • Chainalysis transaction monitoring
  • Sanctions list screening
  • PEP (Politically Exposed Persons) checks

Audit & Reporting

Comprehensive audit logging and regulatory reporting capabilities. All platform activities, including on-chain transactions, are logged with immutable timestamps for regulatory review.

  • Immutable audit logs using blockchain anchoring
  • Quarterly regulatory reporting
  • Annual compliance certification
  • On-demand regulatory information requests

Regulatory Information

Financial Conduct Authority (FCA)

Financial Jobs in London operates as a temporary recruitment services provider under FCA Conduct of Business Sourcebook. Firm reference number available upon request.

Information Commissioner's Office (ICO)

Registered as a data controller under the UK GDPR. Registration number: ZB[XXXXXXX]. Privacy policy and data processing agreements available for review.

Compliance Inquiries

For regulatory and compliance inquiries, please contact: compliance@financialjobsinlondon.com